ICI issued a statement in response to the Securities and Exchange Commission no-action letter to an asset manager on co-investment. The no-action relief will allow open-end funds serving millions of American investors to participate in co-investment transactions on a similar basis as other regulated funds.
ICI submitted a comment letter to the Department of Labor responding to its proposal to make narrow amendments to the Department’s two existing electronic delivery safe harbors for providing required notices and disclosures to ERISA plan participants, as directed by Section 338 of the SECURE 2.0 Act.
ICI published the 2026 edition of the Investment Company Fact Book. Since 1960, the Fact Book, a compendium of the research and analysis conducted by the Institute over the previous year, has served as the most comprehensive source of facts and data about the asset management industry in the United States and across the globe.
In an op-ed by ICI President and CEO Eric J. Pan explains that features like redemption limits are not signs of stress, but core design elements that help these funds manage less liquid assets, treat investors fairly, and avoid forced sales during periods of market volatility. It also reinforces how these structures fit within a broader portfolio approach to long-term investing.
ICI filed today a letter strongly supporting the Securities and Exchange Commission’s proposal to amend Form N-PORT. The new SEC proposal rectifies the not-yet-effective 2024 amendments to the form, adopted under the previous SEC leadership.
ICI and SIFMA submitted a supplemental comment letter to the Commodity Futures Trading Commission (CFTC) on the proposed amendments to the CFTC’s initial margin requirements for uncleared swaps.
