https://www.ici.org/ en https://www.ici.org/comment-letter/joint-comment-letter-to-the-sec-on-recordkeeping-requirements-for-investment-advisers <span class="field text-dark field--name-title field--type-string field--label-hidden">Joint Comment Letter to the SEC on Recordkeeping Requirements for Investment Advisers</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">May 1, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=93851&amp;2=bookmark&amp;3=rss" token="0Ki-Yz2NSHfSL4nuJx_Qhhejma_KfQtCVYAmjNiPJ4Y"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=93851&amp;1=rss&amp;2=en&amp;3=&amp;4" token="gm0sWhtA0XHDHhYg0GZEl8vXFUSST5vVBjwUyHY3WC4"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=Joint Comment Letter to the SEC on Recordkeeping Requirements for Investment Advisers+https://www.ici.org/comment-letter/joint-comment-letter-to-the-sec-on-recordkeeping-requirements-for-investment-advisers" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/joint-comment-letter-to-the-sec-on-recordkeeping-requirements-for-investment-advisers" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=Joint Comment Letter to the SEC on Recordkeeping Requirements for Investment Advisers&amp;body=https://www.ici.org/comment-letter/joint-comment-letter-to-the-sec-on-recordkeeping-requirements-for-investment-advisers" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/joint-comment-letter-to-the-sec-on-recordkeeping-requirements-for-investment-advisers" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-05-01T19:01:45Z" class="datetime">Fri, 05/01/2026 - 15:01</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p>The Investment Company Institute and the Investment Adviser Association submitted a joint letter to the SEC to express support for modernizing the books and records rule under the Investment Advisers Act of 1940.</p> <p><a href="https://www.ici.org/system/files/2026-05/26-cl-joint-letter-to-sec-adviser-recordkeeping-05.pdf">Read the comment letter</a>.</p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/recordkeeping" hreflang="en">Recordkeeping</a></div> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/securities-and-exchange-commission" hreflang="en">Securities and Exchange Commission</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Fri, 01 May 2026 19:01:44 +0000 Dinesh Khanna 93851 at https://www.ici.org https://www.ici.org/comment-letter/ici-comment-letter-to-the-dol-on-edelivery-safe-harbors <span class="field text-dark field--name-title field--type-string field--label-hidden">ICI Comment Letter to the DOL on E-Delivery Safe Harbors</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">April 27, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=93771&amp;2=bookmark&amp;3=rss" token="nd4gfN-Utr6JUeyihKAx3aNVsXH3b8Krp5Hgu1x5naI"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=93771&amp;1=rss&amp;2=en&amp;3=&amp;4" token="TfoWIalPEmRBSYtvn5Lm_uZULYrb-1kz9PGACkCXSNY"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=ICI Comment Letter to the DOL on E-Delivery Safe Harbors+https://www.ici.org/comment-letter/ici-comment-letter-to-the-dol-on-edelivery-safe-harbors" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/ici-comment-letter-to-the-dol-on-edelivery-safe-harbors" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=ICI Comment Letter to the DOL on E-Delivery Safe Harbors&amp;body=https://www.ici.org/comment-letter/ici-comment-letter-to-the-dol-on-edelivery-safe-harbors" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/ici-comment-letter-to-the-dol-on-edelivery-safe-harbors" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-04-27T21:23:42Z" class="datetime">Mon, 04/27/2026 - 17:23</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p>The Investment Company Institute submitted a comment letter to the Department of Labor responding to its proposal to make narrow amendments to the Department’s two existing electronic delivery safe harbors for providing required notices and disclosures to ERISA plan participants, as directed by Section 338 of the SECURE 2.0 Act.</p> <p><a href="https://www.ici.org/system/files/2026-04/cl-dol-amendments-on-edelivery-safe-harbor-0426.pdf">Read the comment letter</a>.</p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/edelivery" hreflang="en">E-Delivery</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Mon, 27 Apr 2026 21:23:42 +0000 Dinesh Khanna 93771 at https://www.ici.org https://www.ici.org/comment-letter/ici-comment-letter-on-secs-proposed-form-nport-proposal <span class="field text-dark field--name-title field--type-string field--label-hidden">ICI Comment Letter on SEC's Proposed Form N-PORT Proposal</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">April 27, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=93766&amp;2=bookmark&amp;3=rss" token="PUsCXv410H7UXr71gDjVnzXwkJbDsTqSk8bJCjDqwYA"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=93766&amp;1=rss&amp;2=en&amp;3=&amp;4" token="c68gbxAabAcPGpfIIXvUrjF9QCFB5HIXkQPni4R_Cvc"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=ICI Comment Letter on SEC's Proposed Form N-PORT Proposal+https://www.ici.org/comment-letter/ici-comment-letter-on-secs-proposed-form-nport-proposal" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/ici-comment-letter-on-secs-proposed-form-nport-proposal" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=ICI Comment Letter on SEC's Proposed Form N-PORT Proposal&amp;body=https://www.ici.org/comment-letter/ici-comment-letter-on-secs-proposed-form-nport-proposal" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/ici-comment-letter-on-secs-proposed-form-nport-proposal" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-04-24T20:53:00Z" class="datetime">Fri, 04/24/2026 - 16:53</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p>The Investment Company Institute submitted a comment letter to the Securities and Exchange Commission on its proposed Form N-PORT amendments. <span>The Commission’s proposal would give funds up to 45 days after the end of a relevant month to file the form, restore the quarterly publication frequency of fund holdings information, and make other changes to the form.</span></p> <p><a href="https://www.ici.org/system/files/2026-04/26-cl-form-n-port-proposal.pdf"><span>Read the comment letter</span></a><span>.</span></p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/fund-accounting-financial-reporting" hreflang="en">Fund Accounting &amp; Financial Reporting</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Mon, 27 Apr 2026 20:52:59 +0000 Dinesh Khanna 93766 at https://www.ici.org https://www.ici.org/comment-letter/supplemental-comment-letter-on-the-cftcs-proposal-regarding-margin-requirements-for-uncleared-swaps <span class="field text-dark field--name-title field--type-string field--label-hidden">Supplemental Comment Letter on the CFTC's Proposal Regarding Margin Requirements for Uncleared Swaps</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">April 24, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=93726&amp;2=bookmark&amp;3=rss" token="Y3qjW7ACKxTKz-QQAouJTLIV6gzZeB6ftc73zeULl4g"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=93726&amp;1=rss&amp;2=en&amp;3=&amp;4" token="_XylZ0_6APoaj_x3b3UL7j0MlZYzGrYiWC8QjOYPgrA"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=Supplemental Comment Letter on the CFTC's Proposal Regarding Margin Requirements for Uncleared Swaps+https://www.ici.org/comment-letter/supplemental-comment-letter-on-the-cftcs-proposal-regarding-margin-requirements-for-uncleared-swaps" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/supplemental-comment-letter-on-the-cftcs-proposal-regarding-margin-requirements-for-uncleared-swaps" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=Supplemental Comment Letter on the CFTC's Proposal Regarding Margin Requirements for Uncleared Swaps&amp;body=https://www.ici.org/comment-letter/supplemental-comment-letter-on-the-cftcs-proposal-regarding-margin-requirements-for-uncleared-swaps" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/supplemental-comment-letter-on-the-cftcs-proposal-regarding-margin-requirements-for-uncleared-swaps" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-04-24T13:27:59Z" class="datetime">Fri, 04/24/2026 - 09:27</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p><span>On Monday, April 20, 2026, the Investment Company Institute and the Asset Management Group of the Securities Industry and Financial Markets Association submitted a supplemental comment letter to the Commodity Futures Trading Commission (CFTC) on the proposed amendments to the CFTC’s initial margin requirements for uncleared swaps.</span></p> <p><span>Read more in the </span><a href="https://www.ici.org/system/files/2026-04/26-cl-cftc-proposal-margin-requirements.pdf"><span>comment letter</span></a>.</p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Fri, 24 Apr 2026 13:27:58 +0000 Dinesh Khanna 93726 at https://www.ici.org https://www.ici.org/comment-letter/ici-letter-on-proposed-amendments-to-finra-rule-2210 <span class="field text-dark field--name-title field--type-string field--label-hidden">ICI Letter on Proposed Amendments to FINRA Rule 2210</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">March 18, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=93161&amp;2=bookmark&amp;3=rss" 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href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/ici-letter-on-proposed-amendments-to-finra-rule-2210" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=ICI Letter on Proposed Amendments to FINRA Rule 2210&amp;body=https://www.ici.org/comment-letter/ici-letter-on-proposed-amendments-to-finra-rule-2210" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/ici-letter-on-proposed-amendments-to-finra-rule-2210" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-03-18T18:16:19Z" class="datetime">Wed, 03/18/2026 - 14:16</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p>The Investment Company Institute submitted a comment letter in support of FINRA's proposed amendments to Rule 2210, which regulates communications with the public (the “rule”). The Proposal would allow FINRA members to provide communications with performance projections or targeted returns, subject to certain conditions.</p> <p>Read more in the <a href="https://www.ici.org/system/files/2026-03/26-cl-support-proposed-amendments-on-finra-rule.pdf">comment letter</a></p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/brokerdealer-issues" hreflang="en">Broker-Dealer Issues</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Wed, 18 Mar 2026 18:16:19 +0000 Dinesh Khanna 93161 at https://www.ici.org https://www.ici.org/comment-letter/ici-response-to-the-australian-treasurys-consultation-on-sustainable-investment-product-labelling-regime <span class="field text-dark field--name-title field--type-string field--label-hidden">ICI Response to the Australian Treasury's Consultation on Sustainable Investment Product Labelling Regime</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">March 17, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=93131&amp;2=bookmark&amp;3=rss" token="9_fmuH2KnU0ll78tklvwLbr2ro3aZu1eKSufj2P9Tjw"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=93131&amp;1=rss&amp;2=en&amp;3=&amp;4" token="CNYXe8w0Qi5-SbVjPOcMA0K2ByGOO8QNqWf3g551L-M"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=ICI Response to the Australian Treasury's Consultation on Sustainable Investment Product Labelling Regime+https://www.ici.org/comment-letter/ici-response-to-the-australian-treasurys-consultation-on-sustainable-investment-product-labelling-regime" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/ici-response-to-the-australian-treasurys-consultation-on-sustainable-investment-product-labelling-regime" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=ICI Response to the Australian Treasury's Consultation on Sustainable Investment Product Labelling Regime&amp;body=https://www.ici.org/comment-letter/ici-response-to-the-australian-treasurys-consultation-on-sustainable-investment-product-labelling-regime" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/ici-response-to-the-australian-treasurys-consultation-on-sustainable-investment-product-labelling-regime" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-03-13T15:08:11Z" class="datetime">Fri, 03/13/2026 - 11:08</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p>The Investment Company Institute submitted a comment letter to the Australian Treasury in response to its consultation on the elements of the sustainable financial product labelling regime.&nbsp;</p> <p>Read more in the<a href="https://www.ici.org/system/files/2026-03/26-cl-australian-sustainable-investment-product-labelling.pdf"> comment letter</a>.</p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/australia" hreflang="en">Australia</a></div> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/esg" hreflang="en">ESG</a></div> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/ici-global" hreflang="en">ICI Global</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Tue, 17 Mar 2026 15:08:11 +0000 Dinesh Khanna 93131 at https://www.ici.org https://www.ici.org/comment-letter/ici-response-to-the-secs-small-entity-definitions-proposal <span class="field text-dark field--name-title field--type-string field--label-hidden">ICI Response to the SEC's Small Entity Definitions Proposal</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">March 13, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=93111&amp;2=bookmark&amp;3=rss" token="uJBs3WK2mxu8wN-7W6n8Tnp8yOSumC-Nk2unQZe-Rl0"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=93111&amp;1=rss&amp;2=en&amp;3=&amp;4" token="uGYYY2W1-iIOKePnSUwGsFoRRowW781EQgTUVt8y4BQ"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=ICI Response to the SEC's Small Entity Definitions Proposal+https://www.ici.org/comment-letter/ici-response-to-the-secs-small-entity-definitions-proposal" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/ici-response-to-the-secs-small-entity-definitions-proposal" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=ICI Response to the SEC's Small Entity Definitions Proposal&amp;body=https://www.ici.org/comment-letter/ici-response-to-the-secs-small-entity-definitions-proposal" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/ici-response-to-the-secs-small-entity-definitions-proposal" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-03-13T20:34:22Z" class="datetime">Fri, 03/13/2026 - 16:34</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p><span>The Investment Company Institute submitted a comment letter to the SEC, responding to its proposed amendments to the definitions of “small fund” and “small adviser” for purposes of the Regulatory Flexibility Act (RFA). The proposed amendments would increase the small fund threshold from $50 million to $10 billion, increase the small adviser threshold from $25 million to $1 billion, and introduce automatic periodic adjustments to the thresholds.</span></p> <p><span>Read more in the </span><a href="https://www.ici.org/system/files/2026-03/26-cl-proposed-amendments-to-small-entity-definitions.pdf"><span>comment letter</span></a><span>.</span></p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/small-funds" hreflang="en">Small Funds</a></div> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/securities-and-exchange-commission" hreflang="en">Securities and Exchange Commission</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Fri, 13 Mar 2026 20:34:22 +0000 Dinesh Khanna 93111 at https://www.ici.org https://www.ici.org/comment-letter/ici-response-to-singapore-consultation-on-liquidity-risk-management-practices <span class="field text-dark field--name-title field--type-string field--label-hidden">ICI Response to Singapore Consultation on Liquidity Risk Management Practices</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">February 27, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=92936&amp;2=bookmark&amp;3=rss" token="PTQTLst1KqcJRLfo164y9gJRBmCaF1EJWkNgtTTI7s0"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=92936&amp;1=rss&amp;2=en&amp;3=&amp;4" token="z2voaXindRtjBZJPUwfzmM_v3rNKFGSlKumzKcAx1Rg"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=ICI Response to Singapore Consultation on Liquidity Risk Management Practices+https://www.ici.org/comment-letter/ici-response-to-singapore-consultation-on-liquidity-risk-management-practices" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/ici-response-to-singapore-consultation-on-liquidity-risk-management-practices" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=ICI Response to Singapore Consultation on Liquidity Risk Management Practices&amp;body=https://www.ici.org/comment-letter/ici-response-to-singapore-consultation-on-liquidity-risk-management-practices" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/ici-response-to-singapore-consultation-on-liquidity-risk-management-practices" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-02-27T14:14:43Z" class="datetime">Fri, 02/27/2026 - 09:14</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p><span>The Investment Company Institute responded to the Monetary Authority of Singapore (MAS) consultation on updates to its guidelines on liquidity risk management practices for fund management companies. The full consultation can be viewed </span><a href="//www.mas.gov.sg/publications/consultations/2025/consultation-paper-on-updates-to-the-guidelines-on-liquidity-risk-management-practices"><span>here</span></a><span>.</span></p> <p><span>Read more in the </span><a href="https://www.ici.org/system/files/2026-02/26-cl-response-mas-consultation-liquidity-risk-management-practices.pdf"><span>comment letter</span></a><span>.</span></p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/ici-global" hreflang="en">ICI Global</a></div> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/asia" hreflang="en">Asia</a></div> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/liquidity" hreflang="en">Liquidity</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Fri, 27 Feb 2026 14:14:43 +0000 Dinesh Khanna 92936 at https://www.ici.org https://www.ici.org/comment-letter/ici-response-to-the-australian-treasury-consultation-on-mis-governance <span class="field text-dark field--name-title field--type-string field--label-hidden">ICI Response to the Australian Treasury Consultation on MIS Governance</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">February 26, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=92926&amp;2=bookmark&amp;3=rss" token="5o3c3QFdmMJTix3XQe-cXSlx3AfLdVol9-1hEqaHPsc"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=92926&amp;1=rss&amp;2=en&amp;3=&amp;4" token="KAu7s9vmQpqOGAmIicTvQWrkB8gr7Dp_mbBS23axAbk"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=ICI Response to the Australian Treasury Consultation on MIS Governance+https://www.ici.org/comment-letter/ici-response-to-the-australian-treasury-consultation-on-mis-governance" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/ici-response-to-the-australian-treasury-consultation-on-mis-governance" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=ICI Response to the Australian Treasury Consultation on MIS Governance&amp;body=https://www.ici.org/comment-letter/ici-response-to-the-australian-treasury-consultation-on-mis-governance" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/ici-response-to-the-australian-treasury-consultation-on-mis-governance" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-02-26T20:03:31Z" class="datetime">Thu, 02/26/2026 - 15:03</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p>The Investment Company Institute (ICI) submitted a comment letter to the Australian Treasury proposed reforms to enhance the governance and regulatory oversight of registered managed investment schemes. The full consultation can be viewed <a href="https://nam12.safelinks.protection.outlook.com/?url=https%3A%2F%2Fconsult.treasury.gov.au%2Fc2026-736025&amp;data=05%7C02%7Cdinesh.khanna%40ici.org%7C5918218473a44a43191f08de755f2004%7C157aaf47a05a4f229ee07367b740ec6a%7C0%7C0%7C639077249059194564%7CUnknown%7CTWFpbGZsb3d8eyJFbXB0eU1hcGkiOnRydWUsIlYiOiIwLjAuMDAwMCIsIlAiOiJXaW4zMiIsIkFOIjoiTWFpbCIsIldUIjoyfQ%3D%3D%7C0%7C%7C%7C&amp;sdata=%2FG2UoZUq4jZm9ejMUj3DMN0lU61K0Z%2B701HKUubKFSw%3D&amp;reserved=0">here</a>.</p> <p>Read more in the <a href="https://www.ici.org/system/files/2026-02/26-cl-response-australia-treasury-mis-governance-consultation.pdf">comment letter</a>.</p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/australia" hreflang="en">Australia</a></div> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/ici-global" hreflang="en">ICI Global</a></div> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/fund-governance" hreflang="en">Fund Governance</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Thu, 26 Feb 2026 20:03:31 +0000 Dinesh Khanna 92926 at https://www.ici.org https://www.ici.org/comment-letter/ici-letter-to-sec-on-survey-regarding-amlcft-compliance-costs <span class="field text-dark field--name-title field--type-string field--label-hidden">ICI Letter to SEC on Survey Regarding AML/CFT Compliance Costs</span> <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>Dinesh Khanna</span></span> <span class="pt-2 pt-lg-4 field field--name-created field--type-created field--label-hidden">February 25, 2026</span> <drupal-render-placeholder callback="flag.link_builder:build" arguments="0=node&amp;1=92866&amp;2=bookmark&amp;3=rss" token="AcBzIfbXSmZaCbaHbH9FbgiAKRQqTbWx27KmlJU-lBw"></drupal-render-placeholder><drupal-render-placeholder callback="Drupal\node\NodeViewBuilder::renderLinks" arguments="0=92866&amp;1=rss&amp;2=en&amp;3=&amp;4" token="KO75fxlnPmLzgx_3wh16oRuiLD_QFr6f5HRPCBOsi4w"></drupal-render-placeholder> <div style="display: none"><link rel="preload" href="https://www.ici.org/modules/contrib/better_social_sharing_buttons/assets/dist/sprites/social-icons--no-color.svg" as="image" type="image/svg+xml" crossorigin="anonymous"></div> <div class="social-sharing-buttons my-0"> <a href="https://twitter.com/intent/tweet?text=ICI Letter to SEC on Survey Regarding AML/CFT Compliance Costs+https://www.ici.org/comment-letter/ici-letter-to-sec-on-survey-regarding-amlcft-compliance-costs" target="_blank" title="Share to X" aria-label="Share to X" class="bi bi-twitter-x social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="https://www.linkedin.com/sharing/share-offsite/?url=https://www.ici.org/comment-letter/ici-letter-to-sec-on-survey-regarding-amlcft-compliance-costs" target="_blank" title="Share to Linkedin" aria-label="Share to Linkedin" class="bi bi-linkedin social-bi nav-link fs-6 bssb-icon" rel="noopener"> </a> <a href="mailto:?subject=ICI Letter to SEC on Survey Regarding AML/CFT Compliance Costs&amp;body=https://www.ici.org/comment-letter/ici-letter-to-sec-on-survey-regarding-amlcft-compliance-costs" title="Share to Email" aria-label="Share to Email" class="bi bi-envelope-fill social-bi nav-link fs-6 bssb-icon" target="_blank" rel="noopener"> </a> <a tabindex="0" href="#" class="bi bi-link-45deg social-bi nav-link fs-6 bssb-icon bssb-icon-copy" role="button" title="Copied to Clipboard!" aria-label="Copy link" data-bs-container="body" data-bs-toggle="popover" data-bs-placement="top" data-bs-content="https://www.ici.org/comment-letter/ici-letter-to-sec-on-survey-regarding-amlcft-compliance-costs" data-bs-trigger="focus"> </a> </div> <div class="node_view"></div> <div class="field field--name-field-access field--type-list-string field--label-hidden field__item">Public</div> <div class="pb-3 py-lg-3 field field--name-field-date field--type-datetime field--label-hidden field__item"><time datetime="2026-02-20T15:35:48Z" class="datetime">Fri, 02/20/2026 - 10:35</time> </div> <div class="field field--name-field-custom-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--section paragraph--view-mode--default bg-transparent position-relative"> <div class="container-xxl"> <div class=" section-styling"> <div class="field field--name-field-content field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--rich-text paragraph--view-mode--default"> <div class="clearfix text-formatted field field--name-field-rich-text field--type-text-with-summary field--label-hidden field__item"><p>The Investment Company Institute submitted a letter to the Securities and Exchange Commission<br>(SEC) on its proposed survey of mutual funds and broker-dealers regarding compliance costs&nbsp;<br>associated with anti-money laundering and countering the financing of terrorism (AML/CFT)&nbsp;<br>obligations.</p> <p>Read more on the <a href="https://www.ici.org/system/files/2026-02/26-cl-sec-survey-on-aml-costs.pdf">comment letter</a>.</p> </div> </div> </div> </div> <div class="node_view"></div> </div> </div> </div> </div> </div> <div class="field field--name-field-hide-detail-page field--type-boolean field--label-hidden field__item">Off</div> <div class="field field--name-field-related-resources field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="pb-5 paragraph paragraph--type--resources paragraph--view-mode--default"> <div class="d-flex align-items-center justify-content-between py-3 resource-section column-gap-3"> <h2></h2> <hr class="border border-secondary border-1 opacity-75 heading-line d-none d-lg-block flex-grow-1"> </div> </div> </div> </div> <div class="field field--name-field-links-to-others field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--link-box paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="category d-flex flex-wrap field field--name-field-topics field--type-entity-reference field--label-hidden field__items"> <div class="field__item rounded-pill bg-dark bg-opacity-10 px-4 py-3 me-3 mb-3"><a href="https://www.ici.org/topics/antimoney-laundering" hreflang="en">Anti-Money Laundering</a></div> </div> <div class="resource-tag pt-3 pb-2 pt-lg-0 field field--name-field-resource-format field--type-entity-reference field--label-hidden field__item"><a href="https://www.ici.org/resource-formats/comment-letter" hreflang="en">Comment Letter</a></div> <div class="field field--name-field-search-api-exclude field--type-search-api-exclude-entity field--label-hidden field__item">No</div> <div class="field field--name-field-p-header field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--basic-banner paragraph--view-mode--default"> <div class="node_view"></div> </div> </div> </div> <div class="field field--name-field-legacy-content field--type-boolean field--label-hidden field__item">No</div> Wed, 25 Feb 2026 15:35:48 +0000 Dinesh Khanna 92866 at https://www.ici.org