The Investment Company Institute submitted a letter FinCEN to request a delay to the compliance date for the AML/CFT program and suspicious activity Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Reporting Filing Requirements for Registered...
The Investment Company Institute submitted a letter expressing its views on the Financial Conduct Authority’s (FCA’s) consultation paper on a new product information framework for Consumer Composite Investments (CCIs), CP24/30. Read more in the comment letter.
The Investment Company Institute submitted a comment letter to the Treasury Department and the Internal Revenue Service in support of the proposed regulations relating to automatic enrollment requirements that apply to certain retirement plans. Read more in the comment letter.
The Investment Company Institute submitted a letter in response to the California Air Resources Board Information Solicitation to inform on the implementation of the California Climate-Disclosure Legislation: Senate Bills 253 and 261, as amended by SB 219. Read more in the comment...
The Investment Company Institute submitted a comment letter to the Treasury Department and the Internal Revenue Service on the proposed regulations relating to catch-up contributions. The Proposal would amend regulations under section 414(v) of the Internal Revenue Code to reflect...
The Investment Company Institute submitted a comment letter to oppose SB 1045 and HB 1554, which expands the sales tax on additional services including financial services in the state of Maryland. Read more in the comment letter.
The Investment Company Institute submitted a comment letter responding to the European Commission’s call for evidence on its Communication on European Savings and Investments Union. Read more in the comment letter.
The Investment Company Institute submitted a letter in support of approving the application before the Securities and Exchange Commission filed by FS Credit Opportunities Corp., et. al, on February 21, 2025, relating to co-investment exemptive relief (“FS Co-Investment Application”)...
The Investment Company Institute submitted the attached letter expressing its views on the Financial Stability Board’s consultation on leverage in non-bank financial intermediation. Read more in the comment letter.
The Investment Company Institute (ICI) submitted the attached letter to Acting SEC Chairman Mark T. Uyeda requesting that the Commission further amend the Form N-PORT amendments adopted in August 2024 to: (i) eliminate the publication of each monthly Form N-PORT (including a fund's...
