The Investment Company Institute submitted a letter to the SEC's proposed rule change amending Section 302.00 of the NYSE Listed Company Manual. Read more in the comment letter.
ICI submitted a letter to the Treasury requesting a delay to the Compliance Date for Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Reporting Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers; RIN 1506...
The Investment Company Institute submitted a comment letter the Financial Industry Regulatory Authority on the Proposed Gifts Rule recommending a change to increase the gift limit from $100 to $250 per person per year. Read more in the comment letter.
The Investment Company Institute submitted a comment letter responding to the European Commission’s call for evidence on recommendations on Savings and Investment Union accounts. Read more in the comment letter.
The Investment Company Institute (ICI) submitted a comment letter in support of Cboe's proposed amendments to exempt newly listed closed end funds from the exchange annual meeting requirement. Read more in the comment letter.
The Investment Company Institute (ICI) submitted a letter in response to FINRA's request for comments and recommendations on the modernization of Rule 2210, which governs communications with the public and frequently applies to fund marketing materials. Read more in the comment letter...
The Investment Company Institute (ICI) submitted a letter to the European Commission on its call for evidence on sustainability-related disclosures in the financial services sector. Read more in the comment letter.
The Investment Company Institute (ICI) submitted a letter of recommendations to the Department of Treasury regarding retirement security issues for projects to be included on the 2025-2026 Priority Guidance Plan. Read more in the comment letter.
The Investment Company Institute submitted a letter in response to the Financial Conduct Authority’s CP25/9, the second consultation paper on a new product information framework for Consumer Composite Investments, addressing the transaction cost methodology, transitional provisions...
