ICI submitted a response to the Securities and Futures Commission (SFC) proposed amendments to the Code of Unit Trusts and Mutual Funds (UT Code), the key regulation for retail funds in Hong Kong.
ICI submitted a comment letter to highlight operational inefficiencies and costs faced by asset managers when obtaining EDGAR codes for “Affiliated Entities” as part of filing with the Securities and Exchange Commission, in particular as it relates to expanded principles-based co-investment exemptive relief.
ICI submitted a comment letter to Speaker of the House Mike Johnson and House Minority Leader Hakeem Jeffries expressing support for H.R. 3383, the Incentivizing New Ventures and Economic Strength Through Capital Formation (INVEST) Act.
The Investment Company Institute submitted a comment letter to the Financial Conduct Authority regarding its consultation paper on Progressing Fund Tokenisation.
The Investment Company Institute filed a joint comment letter with the SEC requesting that the Commission consider granting a six-month extension of the compliance dates for Regulation S-P Amendments.
The Investment Company Institute submitted a letter providing recommendations to support the SEC's rulemaking that would allow documents to be delivered to shareholders electronically by default.
The Investment Company Institute submitted a joint letter with the Swiss Finance Council and the Bank Policy Institute on the current review of the Securitisation Framework. Read more in the comment...
The Investment Company Institute submitted a comment letter to the US Treasury regarding tax issues for Regulated Investment Companies under the GENIUS Act. The letter emphasizes the importance of...
The Investment Company Institute submitted a comment letter to the Securities and Exchange Commission to express our strong support for the National Society of Compliance Professionals’ (“NSCP”)...
