ICI and the Investment Adviser Association submitted a joint letter to the SEC to express support for modernizing the books and records rule under the Investment Advisers Act of 1940.
ICI submitted a comment letter to the Department of Labor responding to its proposal to make narrow amendments to the Department’s two existing electronic delivery safe harbors for providing required notices and disclosures to ERISA plan participants, as directed by Section 338 of the SECURE 2.0 Act.
ICI and SIFMA submitted a supplemental comment letter to the Commodity Futures Trading Commission (CFTC) on the proposed amendments to the CFTC’s initial margin requirements for uncleared swaps.
The Investment Company Institute submitted a comment letter in support of FINRA's proposed amendments to Rule 2210, which regulates communications with the public (the “rule”). The Proposal would...
ICI submitted a comment letter to the SEC, responding to its proposed amendments to the definitions of “small fund” and “small adviser” for purposes of the Regulatory Flexibility Act.
ICI submitted a comment letter to the Australian Treasury in response to its consultation on the elements of the sustainable financial product labelling regime.
ICI responded to the Monetary Authority of Singapore (MAS) consultation on updates to its guidelines on liquidity risk management practices for fund management companies.
ICI submitted a comment letter to the Australian Treasury proposed reforms to enhance the governance and regulatory oversight of registered managed investment schemes.
ICI submitted a comment letter to the Financial Conduct Authority (FCA) on its consultation on updates to the FCA’s Handbook and guidance regarding liquidity management tools, which are being undertaken in order to reflect IOSCO’s recently updated LMT recommendations.
